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Louis Daniel Pietig

Northwestern Mutual Investment Services, LLC

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About Louis Daniel Pietig

Louis Pietig is a financial professional with over a decade of experience in the financial services industry. Louis is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2018. Prior to joining Northwestern Mutual Investment Services, Louis held positions at WELLS FARGO ADVISORS, LLC, COHEN & STEERS SECURITIES, LLC, and KBD SECURITIES, LLC. Louis holds the Series 6, 7, 26, 63, and 66 securities licenses and is registered to offer securities in 25 states and the District of Columbia.

Firm Information

Louis Pietig is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Louis Pietig’s Registration & Firm History

CT

01/02/2018 - Present

Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)

NY

10/12/2010 - 06/17/2011

WELLS FARGO ADVISORS, LLC (NEW YORK NY)

NY

12/23/2009 - 08/12/2010

COHEN & STEERS SECURITIES, LLC (NEW YORK NY)

NY

09/03/2008 - 12/01/2009

KBD SECURITIES, LLC (ELMSFORD NY)

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Licenses & Designations

BC

Issued 01/18/2018

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/07/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/26/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/02/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Louis Daniel Pietig. Review regulatory record here.
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