Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Monnoleto is a financial advisor registered with RBC Capital Markets, LLC in Mount Laurel, New Jersey. Louis has been in the industry since 1983 and is a registered representative in multiple states including Arizona, California, Colorado, Delaware, District of Columbia, Florida, Illinois, Kentucky, Nevada, New Jersey, New York, Pennsylvania, South Carolina, South Dakota, Texas, Virginia and Wisconsin. Louis is also a registered Investment Advisor in New Jersey, Pennsylvania and Texas. Louis specializes in providing financial and investment advisory services to individuals, high-net-worth individuals, corporations, businesses, charitable organizations, pension and profit sharing plans, insurance companies, pooled investment vehicles, state or municipal government entities, and other investment advisors. Louis also provides financial planning, pension consulting, educational seminars, and selection of other advisors. Louis is affiliated with RBC Capital Markets, LLC and Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Fahnestock & Co., Inc., Dean Witter Reynolds Inc., and First Jersey Securities, Inc. Louis has a strong track record of success in providing financial and investment advisory services to his clients. He has a deep understanding of the financial markets and a commitment to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/06/2017 - Present
RBC Capital Markets, LLC (MOUNT LAUREL NJ)
NJ
02/21/2006 - 07/13/2006
CITIGROUP GLOBAL MARKETS INC. (MARLTON NJ)
MD
04/22/1994 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
09/03/1993 - 05/02/1994
FAHNESTOCK & CO., INC. (NEW YORK NY)
NY
07/06/1984 - 09/16/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/19/1983 - 06/25/1984
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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