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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Fry is a financial advisor in Maumelle, AR. Louis Fry is registered with B. Riley Wealth Advisors, Inc., and has been in the industry since 1988. Louis Fry has a Series 63, Series 66, Series 3, Series 7, Series 24, and Series 51 license. Prior to joining B. Riley Wealth Advisors, Inc., Louis Fry was employed by National Securities Corporation and WFG Investments, Inc.. Louis Fry has experience in various financial services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
08/03/2017 - Present
B. Riley Wealth Advisors, Inc. (Maumelle AR)
AR
07/31/2017 - 07/22/2022
NATIONAL SECURITIES CORPORATION (LITTLE ROCK AR)
TX
02/10/2010 - 08/01/2017
WFG INVESTMENTS, INC. (DALLAS TX)
TX
05/10/1999 - 01/28/2010
VALIC FINANCIAL ADVISORS, INC. (AUSTIN TX)
TX
03/26/1990 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NY
02/15/1988 - 03/17/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
12/22/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 06/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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