Unclaimed
Louis Dalrymple is a financial advisor with over 7 years of experience in the industry. Louis is currently registered with First Southern, LLC and has a Series 7, Series 66, Series 79 and SIE licenses. Louis has also held prior registrations with GROWTH CAPITAL SERVICES, INC. in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PR
07/18/2018 - Present
First Southern, LLC (GUAYNABO PR)
CA
02/09/2011 - 02/09/2018
GROWTH CAPITAL SERVICES, INC. (SAN FRANCISCO CA)
BOTH
Issued 02/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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