Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Cuomo is a registered investment advisor representative with TSG Alpha Partners, LLC, headquartered in Ronkonkoma, NY. Louis is also a member of the TSG Strategic Secondary Fund 2, LLC in the same location. Louis has been in the financial services industry since May 2007 and has a broad experience in investment advisory services, financial planning, retirement planning, and portfolio management for both individuals and pooled investment vehicles. Louis holds licenses including Series 7, 9, 63, and 66. Prior to joining TSG Alpha Partners, LLC, Louis had positions with firms such as J.P. Morgan Securities LLC, Santander Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Citigroup Global Markets Inc. Louis is a dedicated professional committed to providing personalized advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
09/01/2024 - Present
TSG Alpha Partners, LLC (RONKONKOMA NY)
NJ
02/16/2021 - 11/24/2021
CETERA INVESTMENT SERVICES LLC (VERONA NJ)
NJ
05/15/2018 - 12/18/2020
J.P. MORGAN SECURITIES LLC (CEDAR GROVE NJ)
NJ
09/07/2016 - 05/18/2018
SANTANDER SECURITIES LLC (LIVINGSTON NJ)
NJ
08/07/2014 - 09/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BUTLER NJ)
NY
05/22/2013 - 07/31/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/01/2008 - 05/20/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/04/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 11/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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