Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Corey Bernstein is a registered representative with Morgan Stanley. Louis has been working in the financial services industry for over 20 years and has extensive experience in investment management, financial planning, and retirement planning. Louis has held positions with various financial institutions, including E*TRADE SECURITIES LLC, INVEST FINANCIAL CORPORATION, and COUNTRYWIDE INVESTMENT SERVICES, INC.. Louis is also a registered principal with Morgan Stanley. He holds several professional designations, including Series 7, Series 66, and Series 24 licenses. Louis is committed to providing his clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
10/02/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
11/04/2011 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
FL
04/17/2007 - 10/25/2011
INVEST FINANCIAL CORPORATION (TAMPA FL)
FL
03/23/2006 - 12/05/2006
COUNTRYWIDE INVESTMENT SERVICES, INC. (TAMPA FL)
MA
10/20/2004 - 02/07/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
06/24/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
IL
06/02/2003 - 06/11/2003
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
11/12/2001 - 04/17/2003
IFMG SECURITIES, INC. (PURCHASE NY)
NY
11/19/1999 - 02/28/2001
WESTMINSTER SECURITIES CORPORATION (NEW YORK NY)
CA
11/10/1998 - 09/08/1999
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BOTH
Issued 04/02/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/2021
Series 4 - Registered Options Principal Examination
BC
Issued 09/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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