Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Converse is a registered representative with PFS Investments Inc. based in LOS ANGELES, CA. Louis has been in the financial industry since 2007, specializing in Investment Company Products/Variable Contracts. Louis has passed the Series 6, Series 63, Series 6TO, Series 26, and SIE exams. Louis is currently registered in California, Colorado, and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
07/16/2020 - Present
PFS Investments Inc. (LOS ANGELES CA)
MO
08/21/2007 - 12/31/2011
PFS INVESTMENTS INC. (ST LOUIS MO)
BC
Issued 07/22/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/16/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/05/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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