Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Coleman Dessaint is an Investment Advisor Representative with Raymond James & Associates, Inc. Louis is licensed to offer financial advice in North Carolina and has been in the financial services industry since 2014. Louis has experience working with clients in various financial situations, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/17/2023 - Present
Raymond James & Associates, Inc. (CHARLOTTE NC)
CO
12/21/2022 - 08/31/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NC
02/06/2019 - 01/15/2021
PNC INVESTMENTS (CHARLOTTE NC)
NY
06/27/2018 - 02/04/2019
T3 TRADING GROUP, LLC (NEW YORK NY)
FL
05/23/2017 - 08/21/2017
MORGAN STANLEY (BOCA RATON FL)
TX
07/08/2015 - 11/28/2016
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)
NC
05/28/2014 - 06/17/2015
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
03/05/2013 - 05/19/2014
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 06/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2018
Series 57 - Securities Trader Exam
BC
Issued 03/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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