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Louis Charles Abbenante

National Financial Services LLC

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About Louis Charles Abbenante

Louis Abbenante is a financial professional with over 18 years of experience in the financial services industry. Currently, Louis is associated with National Financial Services LLC, where he is registered as a broker. Louis has a diverse work history, having previously held positions with Fidelity Brokerage Services LLC, Banc of America Investment Services, Inc., and Quick & Reilly, Inc. Louis holds several industry licenses including Series 7, Series 63, Series 99, and the SIE.

Firm Information

Louis Abbenante is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Louis Abbenante’s Registration & Firm History

RI

08/23/2007 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

06/01/2006 - 07/10/2007

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

10/20/2004 - 03/15/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)

NY

09/01/2004 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/22/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Louis Charles Abbenante.
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