Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis C. Benton is a financial advisor with Principal Securities, Inc. Louis has been in the securities industry since 2012 and has experience working with individuals, high-net-worth individuals, corporations, and charitable organizations. Louis has a Series 66 license and has also passed the SIE and Series 7 exams. Louis offers financial planning, portfolio management, and educational seminars to clients. Louis also holds a license to sell life, disability, annuity, health, long-term care, dental, Medicare, Medicare supplements, and medical insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
04/04/2024 - Present
Principal Securities, Inc. (Amherst NY)
NY
07/18/2022 - 03/20/2024
CITIZENS SECURITIES, INC. (AMHERST NY)
NY
12/01/2016 - 07/01/2022
KEY INVESTMENT SERVICES LLC (Tonawanda NY)
NY
03/19/2013 - 12/04/2014
AXA ADVISORS, LLC (WILLIAMSVILLE NY)
NY
08/13/2012 - 03/05/2013
WELLS FARGO ADVISORS, LLC (WILLIAMSVILLE NY)
BOTH
Issued 09/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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