Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Basil Windawi is a financial advisor at LPL Financial LLC. Louis has been in the financial services industry since 1992 and has a wide range of experience in providing financial advice. Louis specializes in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and charitable organizations. Louis is a Certified Financial Planner and holds several securities licenses, including Series 7, 22, 24, and 63. Louis is registered in 18 states. Louis's previous experience includes roles at Ameriprise Financial Services, Inc., IDS Life Insurance Company, and Waddell & Reed, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/03/2013 - Present
LPL Financial LLC (TUSTIN CA)
CA
06/24/1993 - 08/07/2007
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
MN
06/24/1993 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
KS
03/09/1992 - 06/10/1993
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 01/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/15/1992
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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