Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Beasley is a financial professional with over 20 years of experience in the securities industry. Louis is currently registered with Baron Capital, Inc. and previously worked at Bessemer Investor Services, Inc., Credit Suisse Asset Management Securities, Inc., Seligman Advisors, Inc., and Prime Charter LTD. Louis holds a Series 7, Series 24, Series 63, and Series 14 license and has been registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/22/2014 - Present
Baron Capital, Inc. (NEW YORK NY)
NY
12/04/2006 - 08/06/2014
BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)
NY
08/05/2005 - 10/23/2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
MA
06/07/2004 - 07/06/2005
SELIGMAN ADVISORS, INC. (BOSTON MA)
MA
06/06/2000 - 11/15/2002
SELIGMAN ADVISORS, INC. (BOSTON MA)
NY
07/27/1999 - 08/24/1999
PRIME CHARTER LTD. (NEW YORK NY)
BC
Issued 01/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/22/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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