Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis B Warren Jr. is an investment advisor representative with Colonial River Wealth Management LLC, based in Midlothian, VA. Louis has been in the financial services industry since 1997. He has a strong background in providing investment advisory services, including portfolio management and financial planning. Louis holds a variety of licenses and certifications, including Series 7, 63, 65, and 31. He is also a registered investment advisor with the state of Virginia. Louis is committed to providing his clients with personalized and professional financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
02/20/2019 - Present
Colonial River Wealth Management LLC (MIDLOTHIAN VA)
VA
09/20/2007 - 06/03/2021
LPL FINANCIAL LLC (FAIRFAX VA)
VA
04/02/2007 - 08/21/2007
MORGAN STANLEY & CO., INCORPORATED (RESTON VA)
VA
02/02/2005 - 04/02/2007
MORGAN STANLEY DW INC. (RESTON VA)
GA
05/26/2000 - 02/25/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
VA
12/15/1998 - 05/26/2000
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
MN
08/05/1997 - 12/09/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/05/1997 - 12/09/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/19/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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