Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Dissel is a financial advisor with Charles Schwab & CO., Inc. Louis has been a registered representative for over 20 years, and has experience in the financial industry since 2001. Louis is also a Certified Financial Planner, and has experience working with individuals and families to help them achieve their financial goals. Louis is committed to providing clients with personalized financial advice and helping them make informed investment decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
OH
01/02/2019 - Present
Charles Schwab & CO., Inc. (Liberty Township OH)
OH
06/16/2009 - 05/28/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CINCINNATI OH)
OH
06/19/2007 - 06/17/2009
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
OH
04/14/2004 - 07/13/2007
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
08/07/2001 - 03/15/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Louis Dissel is the right advisor for you? Invested Better is here to help.
