Unclaimed
Louis Himelreich is a financial advisor with Principal Securities, Inc., who has over 20 years of experience in the financial services industry. Louis is registered with the state of Delaware and has a Series 6, Series 7, and Series 63 license. Louis is also a Certified Financial Planner and a Chartered Financial Consultant. Louis previously worked with MML Investors Services, LLC, MSI Financial Services, Inc., Nationwide Securities, LLC, Intersecurities, Inc., and Securian Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
DE
10/30/2017 - Present
Principal Securities, Inc. (WILMINGTON DE)
DE
03/25/2017 - 10/19/2017
MML INVESTORS SERVICES, LLC (NEWARK DE)
DE
06/27/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEWARK DE)
DE
09/30/2009 - 06/20/2014
NATIONWIDE SECURITIES, LLC (WILMINGTON DE)
DE
04/20/2005 - 12/05/2006
NATIONWIDE SECURITIES, INC. (WILMINGTON DE)
FL
09/15/2003 - 04/01/2005
INTERSECURITIES, INC. (ST. PETERSBURG FL)
MN
03/15/2002 - 09/03/2003
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BC
Issued 09/29/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/17/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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