Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Armand Rodriguez nader is a registered Investment Advisor Representative and General Securities Representative with over 40 years of experience in the financial services industry. Louis Armand Rodriguez nader is currently registered with Fsam LLC, a Registered Investment Adviser with offices in Alpharetta, GA. Louis Armand Rodriguez nader has previously held positions at Herbert J. Sims & Co, INC, Santander Securities LLC, PaineWebber Incorporated of Puerto Rico, PaineWebber Incorporated, Shearson Lehman Hutton Inc, E.F. Hutton & Company Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch, Pierce, Fenner & Smith, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PR
11/16/2021 - Present
Fsam LLC (GUAYNABO PR)
PR
02/05/2018 - 10/07/2021
HERBERT J. SIMS & CO, INC. (GUAYNABO PR)
PR
05/13/1999 - 02/12/2018
SANTANDER SECURITIES LLC (San Juan PR)
PR
02/07/1991 - 04/16/1999
PAINEWEBBER INCORPORATED OF PUERTO RICO (HATO REY PR)
NJ
05/15/1990 - 04/16/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/15/1988 - 05/24/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/30/1984 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
09/26/1978 - 08/24/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/01/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 10/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1993
PC - AMEX Put and Call Exam
BC
Issued 09/24/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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