Unclaimed
Louis Anthony Tucci is a financial advisor with over 20 years of experience in the financial services industry. Louis has a strong track record of providing personalized financial advice and investment management services to individuals, families, and businesses. Louis is currently registered with Arkadios Wealth Advisors in North Haledon, New Jersey and has held previous positions with Securities America, Inc., MML Investors Services, LLC, Cadaret, Grant & Co., Inc., and Investment Advisors & Consultants, Inc. Louis holds Series 6, 7, 63, and 65 licenses and the SIE. Louis is committed to providing his clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/28/2024 - Present
Arkadios Wealth Advisors (North Haledon NJ)
DE
07/28/2022 - 02/28/2024
REALTA EQUITIES, INC. (WILMINGTON DE)
NJ
01/28/2013 - 08/02/2022
SECURITIES AMERICA, INC. (FRANKLIN LAKES NJ)
NJ
12/06/2005 - 01/31/2013
MML INVESTORS SERVICES, LLC (LODI NJ)
NY
02/06/2003 - 11/02/2005
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NJ
04/02/2002 - 10/31/2002
INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)
IA
Issued 06/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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