Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Anthony Pepe is a financial advisor with over 30 years of experience in the industry. Louis is currently registered with Capitol Securities Management, Inc. and is active in both the Broker-Dealer and Investment Advisor sectors. He has a strong background in investment banking, having earned Series 79TO. Louis is also a Series 7, Series 24, and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/23/2012 - Present
Capitol Securities Management, Inc. (MELVILLE NY)
NY
10/07/2010 - 12/18/2012
CAPITOL SECURITIES & ASSOCIATES, INC. (MELVILLE NY)
NY
08/16/2002 - 10/08/2010
WESTROCK ADVISORS, INC. (MELVILLE NY)
NY
02/15/2001 - 09/06/2002
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
05/26/1994 - 02/05/2001
TASIN & COMPANY, INC. (HAUPPAUGE NY)
NY
02/24/1993 - 05/26/1994
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
BC
Issued 02/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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