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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Mazzone is a financial advisor with over 30 years of experience in the financial services industry. Louis has worked with Cetera Investment Advisers LLC since 2013. Previously Louis worked with Signature Securities Group Corp./Signature Bank, Cetera Advisors LLC and Lehman Brothers Inc. Louis holds Series 7, 24, 63 and 65 licenses. Louis is currently registered with Cetera Investment Advisers LLC in New York and Texas. Louis specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
03/21/2024 - Present
Cetera Investment Advisers LLC (STATEN ISLAND NY)
NY
09/03/2010 - 08/30/2017
SIGNATURE SECURITIES (STATEN ISLAND NY)
NY
08/21/1996 - 09/15/2010
CHASE INVESTMENT SERVICES CORP. (STATEN ISLAND NY)
TX
02/01/1995 - 08/21/1996
BHCM INC. (HOUSTON TX)
PA
04/18/1994 - 01/23/1995
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NY
10/23/1991 - 04/29/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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