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Louis Anthony Mastellone

Symetra Securities, Inc.

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About Louis Anthony Mastellone

Louis Anthony Mastellone is a financial professional with over 30 years of experience in the financial services industry. Currently registered with Symetra Securities, Inc., Louis has held positions with several firms, including SYMETRA INVESTMENT SERVICES, INC. and CAPITAL BROKERAGE CORPORATION. Louis is a licensed Series 3, 7, 24, 63, 99TO and SIE representative.

Firm Information

Louis Mastellone is currently registered with Symetra Securities, Inc.. Symetra Securities, Inc. is a corporation formed in August 1967 and is approved in all 50 states, as well as the District of Columbia and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Louis Mastellone’s Registration & Firm History

WA

09/30/2013 - Present

Symetra Securities, Inc. (BELLEVUE WA)

WA

03/18/2011 - 09/30/2013

SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)

NY

10/07/1998 - 01/28/2011

CAPITAL BROKERAGE CORPORATION (GLEN HEAD NY)

IL

12/18/1996 - 09/30/1998

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

IN

02/10/1994 - 01/23/1996

MDS SECURITIES INCORPORATED (CARMEL IN)

NY

08/25/1992 - 02/08/1994

NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)

NY

08/28/1991 - 07/13/1992

USLIFE EQUITY SALES CORP. (NEW YORK NY)

NA

11/18/1986 - 02/01/1988

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

BC

Issued 09/04/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/03/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1991

Series 7 - General Securities Representative Examination

BC

Issued 12/22/1986

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Louis Anthony Mastellone.
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