Unclaimed
Louis Anthony Mastellone is a financial professional with over 30 years of experience in the financial services industry. Currently registered with Symetra Securities, Inc., Louis has held positions with several firms, including SYMETRA INVESTMENT SERVICES, INC. and CAPITAL BROKERAGE CORPORATION. Louis is a licensed Series 3, 7, 24, 63, 99TO and SIE representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
09/30/2013 - Present
Symetra Securities, Inc. (BELLEVUE WA)
WA
03/18/2011 - 09/30/2013
SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)
NY
10/07/1998 - 01/28/2011
CAPITAL BROKERAGE CORPORATION (GLEN HEAD NY)
IL
12/18/1996 - 09/30/1998
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IN
02/10/1994 - 01/23/1996
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
08/25/1992 - 02/08/1994
NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
08/28/1991 - 07/13/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NA
11/18/1986 - 02/01/1988
SHEARSON LEHMAN BROTHERS INC.
BC
Issued 09/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1991
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Louis Mastellone is the right advisor for you? Invested Better is here to help.