Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Anthony Guzzetta is a financial advisor with over 20 years of experience in the industry. Louis is currently registered with LPL Financial LLC and previously worked with CADARET, GRANT & CO., INC. and RAYMOND JAMES FINANCIAL SERVICES, INC. Louis has experience in financial planning, portfolio management, and pension consulting. Louis has a Series 6, 7, 24, 63, and 65 licenses, and provides services to individuals, businesses, high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
04/04/2022 - Present
LPL Financial LLC (BINGHAMTON NY)
NY
02/02/2009 - 03/31/2022
CADARET, GRANT & CO., INC. (GREENE NY)
NY
04/16/2002 - 02/02/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (VESTAL NY)
OH
01/05/2001 - 04/17/2002
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
NY
01/13/1999 - 12/14/2000
LESKO SECURITIES INC. (VESTAL NY)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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