Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Anthony Gardner is a financial advisor based in AUSTIN, TX with over 34 years of experience in the industry. Louis Gardner is currently registered with Lion Street Advisors, LLC. Louis Anthony Gardner has previously been employed by SORRENTO PACIFIC FINANCIAL, LLC, PARTNERVEST SECURITIES, INC., USA ADVANCED PLANNERS INC., NYLIFE DISTRIBUTORS LLC, PACIFIC SELECT DISTRIBUTORS, INC., NATIONWIDE ADVISORY SERVICES, INC., PACIFIC MUTUAL DISTRIBUTORS, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and FIRST AFFILIATED SECURITIES, INC. Louis Gardner holds the following licenses: Series 63, Series 66, Series 7 and SIE. Louis Gardner specializes in Financial Planning, Portfolio Management for Individuals, Portfolio Management for Businesses and Selection of Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/26/2013 - Present
Lion Street Advisors, LLC (AUSTIN TX)
CA
07/31/2009 - 11/01/2013
SORRENTO PACIFIC FINANCIAL, LLC (CLEMENTE CA)
CA
05/06/2008 - 07/31/2009
PARTNERVEST SECURITIES, INC. (CLEMENTE CA)
CA
12/13/2006 - 05/27/2008
USA ADVANCED PLANNERS INC. (SAN DIEGO CA)
NJ
10/01/2002 - 01/28/2005
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
CA
01/19/2000 - 02/08/2002
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
OH
04/10/1997 - 01/19/2000
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
NA
07/22/1993 - 02/12/1997
NATIONWIDE ADVISORY SERVICES, INC.
CA
02/12/1988 - 01/29/1993
PACIFIC MUTUAL DISTRIBUTORS, INC. (NEWPORT BEACH CA)
NA
01/13/1986 - 11/02/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
11/23/1984 - 09/16/1985
FIRST AFFILIATED SECURITIES, INC.
BOTH
Issued 08/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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