Unclaimed
Louis Dibella is a financial professional with over 27 years of experience in the industry. Currently, Louis is registered with TP Icap Global Markets Americas LLC and holds the Series 7, Series 55, Series 57TO, and Series 63 licenses. Louis is registered to conduct business in both New Jersey and New York. Prior to joining TP Icap Global Markets Americas LLC, Louis was employed by Tullett Prebon Financial Services LLC, Newedge USA, LLC, Garban Corporates LLC, and Cedar Street Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/26/2014 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
01/03/2011 - 10/12/2012
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
08/01/2002 - 01/18/2011
NEWEDGE USA, LLC (NEW YORK NY)
NY
10/20/1995 - 08/01/2002
GARBAN CORPORATES LLC (NEW YORK NY)
NY
01/12/1995 - 10/16/1995
CEDAR STREET SECURITIES CORP. (NEW YORK NY)
BC
Issued 12/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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