Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Capezza is a financial advisor registered with LPL Financial LLC. Louis has been in the financial industry since 1998 and has experience in the areas of investment advisory services, portfolio management and financial planning. Louis is registered with the Securities and Exchange Commission as a Registered Investment Advisor and holds the Series 6, 7, 63, and 65 licenses as well as the SIE. Louis is located in Vero Beach, Florida and offers services in both Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
11/15/2017 - Present
LPL Financial LLC (VERO BEACH FL)
FL
10/17/2014 - 11/16/2017
INVEST FINANCIAL CORPORATION (STUART FL)
FL
01/07/2014 - 10/20/2014
NBC SECURITIES, INC. (VERO BEACH FL)
FL
08/16/2004 - 01/06/2014
NBC SECURITIES, INC. (VERO BEACH FL)
FL
12/16/2013 - 01/03/2014
INVEST FINANCIAL CORPORATION (STUART FL)
MA
12/21/2000 - 08/19/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
TX
03/02/1999 - 12/31/2000
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
MA
05/14/1998 - 07/09/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 07/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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