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Louis Anthony Baselice

National Financial Services LLC

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About Louis Anthony Baselice

Louis Anthony Baselice is a financial advisor currently registered with National Financial Services LLC. Louis has been in the financial industry since February 11, 1996 and has passed a number of industry exams including the Series 65, Series 63, Series 10, Series 9, Series 24, SIE, and Series 7. Before joining National Financial Services LLC Louis has held positions at Muriel Siebert & Co., Inc., J.B. Oxford & Company, and A.S. Goldmen & Co., Inc..

Firm Information

Louis Baselice is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Louis Baselice’s Registration & Firm History

NJ

05/22/2014 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

12/12/1996 - 05/16/2014

MURIEL SIEBERT & CO., INC. (JERSEY CITY NJ)

CA

02/02/1996 - 10/18/1996

J.B. OXFORD & COMPANY (SHERMAN OAKS CA)

NJ

12/05/1995 - 01/22/1996

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

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Licenses & Designations

IA

Issued 03/11/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/04/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/12/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/10/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/17/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Louis Anthony Baselice.
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