Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Andrew Arne is a financial advisor with Fidelity Brokerage Services LLC, located in Durham, NC. Louis has been in the industry since 1999 and holds several licenses and registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/28/2014 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
UT
04/08/2014 - 10/16/2014
METLIFE SECURITIES INC. (SANDY UT)
OR
10/01/2012 - 04/07/2014
J.P. MORGAN SECURITIES LLC (MEDFORD OR)
WA
09/03/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LONGVIEW WA)
OR
06/01/2009 - 09/13/2010
MORGAN STANLEY SMITH BARNEY (PORTLAND OR)
OR
05/28/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MEDFORD OR)
IA
Issued 07/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/30/2010
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 10/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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