Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Alonso Romero is a registered investment advisor representative with over 17 years of experience in the financial services industry. Louis is currently affiliated with Osaic Wealth, Inc. and holds a Series 66, Series 7, and SIE. Louis has a proven track record of helping individuals, families, and businesses achieve their financial goals. Louis specializes in providing financial planning, portfolio management, and retirement planning services. Louis also holds a real estate license and provides rental property management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/24/2025 - Present
Osaic Wealth, Inc. (SAN RAMON CA)
CA
01/02/2015 - 12/02/2016
MSI FINANCIAL SERVICES, INC. (FOSTER CITY CA)
CA
03/08/2011 - 01/02/2015
NEW ENGLAND SECURITIES (FOSTER CITY CA)
CA
03/06/2009 - 01/27/2011
WADDELL & REED, INC. (SAN MATEO CA)
MA
05/19/2006 - 01/30/2009
AXA ADVISORS, LLC (WELLESLEY MA)
BOTH
Issued 06/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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