Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Albert Rowlett is an investment professional with over 30 years of experience in the financial services industry. Louis Albert Rowlett is currently registered with Samco Capital Markets, Inc., a broker-dealer, in the following states: Alabama, Arizona, Arkansas, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Washington and Wisconsin. Louis Albert Rowlett has held previous roles with Penson Financial Services, Inc., Service Asset Management Company, Principal Financial Securities, Inc., and Dean Witter Reynolds Inc. Louis Albert Rowlett has passed a number of industry exams, including the Series 63, Series 7, Series 9, Series 10, Series 50, and SIE. Louis Albert Rowlett is a dedicated financial professional with a strong track record of success in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/19/2006 - Present
Samco Capital Markets, Inc. (DALLAS TX)
TX
02/03/2003 - 05/19/2006
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
07/20/2000 - 02/03/2003
SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)
TX
02/04/1998 - 09/06/2000
SERVICE ASSET MANAGEMENT COMPANY (DALLAS TX)
TX
02/18/1987 - 02/17/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
10/25/1984 - 03/02/1987
DEAN WITTER REYNOLDS INC.
BC
Issued 11/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/22/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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