Unclaimed
Louis De chiara has been in the financial services industry since July 2001. Louis De chiara is currently registered with Northwestern Mutual Investment Services, LLC, a firm based in Milwaukee, Wisconsin. Louis De chiara is also registered with the states of Connecticut, Maryland, Massachusetts, Minnesota, Nevada, New Jersey, New York, North Carolina, Rhode Island, Utah and Vermont. Louis De chiara previously worked at Robert W. Baird & Co. Incorporated. Louis De chiara is licensed to sell securities in the following categories: Series 6, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
07/02/2001 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
WI
07/02/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 05/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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