Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louie? Claim Your ProfileLouie Ho is a financial advisor with over 20 years of experience in the industry. Louie is currently registered with Cadaret, Grant & Co., Inc., Cuso Financial Services, LP, Next Financial Group, Inc., SCF Securities, Inc., Sorrento Pacific Financial, LLC and Western International Securities, Inc.. Louie holds Series 6, 7, 24, and 63 licenses. Louie specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/02/2023 - Present
Cadaret, Grant & CO., Inc. (SYRACUSE NY)
CA
04/22/2010 - 08/30/2012
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
12/22/2000 - 05/06/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
MA
12/07/1999 - 01/02/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
BC
Issued 12/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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