Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lou? Claim Your ProfileLou Sideropoulos is a financial advisor with over 20 years of experience in the financial industry. Lou is currently registered with AllianceBernstein LP and has been with the firm since October 2017. Lou has a diverse background in the industry, having previously worked with Columbia Management Investment Distributors, Inc., Columbia Management Distributors, Inc., and Putnam Mutual Funds Corp. Lou is also registered with the state of Massachusetts as an investment advisor representative. Lou holds multiple industry licenses and designations, including Series 6, Series 7, Series 24, Series 26, Series 51, Series 63, and Series 66. Lou has a deep understanding of the financial markets and a commitment to providing personalized investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
12/04/2017 - Present
Alliancebernstein LP (NEW YORK NY)
NY
06/23/2017 - 09/07/2017
NATIONAL PLANNING CORPORATION (TARRYTOWN NY)
MA
05/01/2010 - 07/21/2015
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
06/18/1997 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
06/01/1994 - 06/25/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BOTH
Issued 09/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/05/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/08/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2013
Series 3 - National Commodity Futures Examination
BC
Issued 08/17/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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