Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lou? Claim Your ProfileLou Auriemma is a registered representative of J.P. Morgan Securities LLC and has been in the industry since 2004. Lou has experience with several firms, including Fidelity Brokerage Services LLC, U.S. Bancorp Investments, Inc. and LPL Financial LLC. Lou has a combined State Law Examination and General Securities Representative Examination licenses. Lou is currently registered with the states of California, Florida and Illinois. Lou also provides services to individuals, corporations, charitable organizations, pension and profit sharing plans and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
08/16/2023 - Present
J.p. Morgan Securities LLC (ELMHURST IL)
IL
11/16/2021 - 08/01/2023
FIDELITY BROKERAGE SERVICES LLC (NAPERVILLE IL)
IL
06/18/2021 - 11/12/2021
U.S. BANCORP INVESTMENTS, INC. (PALATINE IL)
IL
11/11/2020 - 07/06/2021
LPL FINANCIAL LLC (DOWNERS GROVE IL)
IL
04/24/2013 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (WHEATON IL)
IL
11/29/2011 - 04/18/2013
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
08/08/2011 - 11/29/2011
CHASE INVESTMENT SERVICES CORP. (WOODRIDGE IL)
IL
10/01/2008 - 08/10/2011
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
01/15/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NJ
01/26/2004 - 03/27/2006
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 01/31/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lou Auriemma is the right advisor for you? Invested Better is here to help.
