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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lotay? Claim Your ProfileLotay Yang is a financial advisor with Black Card Circle in LAS VEGAS, NV. Lotay Yang has been a registered investment advisor since 1995 and has over 28 years of experience in the financial services industry. Lotay Yang is also a Certified Financial Planner. Lotay Yang has worked for several firms throughout their career, including Wells Fargo Advisors, LLC, Waddell & Reed, Inc, and Transamerica Financial Advisors, Inc. Lotay Yang has a wide range of experience in financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NV
03/24/2023 - Present
Black Card Circle (LAS VEGAS NV)
CA
08/17/2018 - 09/19/2018
ALLSTATE FINANCIAL SERVICES, LLC (Malibu CA)
CA
05/26/2015 - 08/09/2017
WADDELL & REED (SHERMAN OAKS CA)
CA
01/18/2013 - 05/27/2015
WELLS FARGO ADVISORS, LLC (SEAL BEACH CA)
CA
10/20/2010 - 09/12/2011
TRANSAMERICA FINANCIAL ADVISORS, INC (PASADENA CA)
CA
01/31/2008 - 07/09/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
04/12/2004 - 04/26/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
TX
07/11/2003 - 10/09/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
RI
11/12/1997 - 04/30/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MI
10/04/1995 - 11/04/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 02/09/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2015
Series 24 - General Securities Principal Examination
BC
Issued 07/15/1997
Series 4 - Registered Options Principal Examination
BC
Issued 08/27/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1995
Series 52 - Municipal Securities Representative Examination
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Inactive
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