Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorry? Claim Your ProfileLorry Desantis is a financial advisor with Capfinancial Securities, LLC, a firm based in Raleigh, NC. Lorry has been in the industry since July 2007 and has experience with a variety of firms, including Prosper Financial Services, Inc., Concorde Investment Services, LLC, and SunAmerica Capital Services, Inc.. Lorry has a Series 6, Series 7 and Series 63 licenses as well as the SIE. Lorry is currently registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/09/2018 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
07/18/2017 - 10/26/2017
PROSPERA FINANCIAL SERVICES, INC. (RALEIGH NC)
NC
04/18/2016 - 09/26/2016
CONCORDE INVESTMENT SERVICES, LLC (Raleigh NC)
NC
06/25/2012 - 02/02/2015
PROSPERA FINANCIAL SERVICES, INC. (RALEIGH NC)
NJ
05/11/2010 - 03/02/2011
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NC
04/21/2010 - 05/07/2010
CW SECURITIES, LLC (DURHAM NC)
OH
03/12/2002 - 06/01/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MA
03/16/1999 - 09/24/2001
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 05/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lorry Desantis is the right advisor for you? Invested Better is here to help.
