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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorrie? Claim Your ProfileLorrie Takeko Mossman is a financial advisor in HONOLULU, HI. Lorrie has been a registered representative since 1993 and has worked with Raymond James Financial Services Advisors, Inc. since 2017. Lorrie specializes in providing financial advice to individuals, businesses, and charitable organizations. Lorrie also works as a Field Compliance Officer for First Hawaiian Bank and First Hawaiian Advisors. Lorrie holds Series 7, 24, 52, 53, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
HI
05/03/2017 - Present
Raymond James Financial Services Advisors, Inc. (HONOLULU HI)
HI
11/06/2008 - 05/02/2017
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
HI
08/25/2003 - 11/14/2008
PARK AVENUE SECURITIES LLC (HONOLULU HI)
MA
04/01/2003 - 08/12/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/01/2003 - 08/12/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
05/09/2001 - 03/28/2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NE
03/29/1999 - 04/12/2001
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
CA
10/17/1995 - 04/06/1999
MUTUAL SECURITIES, INC. (CAMARILLO CA)
MN
02/16/1993 - 08/30/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/16/1993 - 08/30/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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