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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorraine? Claim Your ProfileLorraine Wheeler is a financial advisor with Morgan Stanley. Lorraine has over 16 years of experience in the financial services industry. Lorraine has a Series 7, Series 63, and Series 7TO license, and is registered with FINRA. Lorraine has previously worked at Nationwide Investment Services Corporation and UBS Financial Services Inc.. Lorraine specializes in providing financial planning and investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/07/2023 - Present
Morgan Stanley (New York NY)
OH
05/18/2015 - 08/08/2016
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NY
02/20/2009 - 05/04/2015
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NJ
07/20/2007 - 02/24/2009
WACHOVIA SECURITIES, LLC (MOUNTAINSIDE NJ)
BC
Issued 08/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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