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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorraine? Claim Your ProfileLorraine Valentone is an investment advisor representative with Morgan Stanley. Lorraine has been in the financial services industry since June 2001. She is licensed to offer securities and investment advisory services in 53 states and the District of Columbia. Lorraine is a Series 63, Series 66, Series 7, Series 9, and Series 10 licensed individual. Her previous employer was UBS Financial Services Inc. Lorraine is a Registered Representative of and offers securities through Morgan Stanley Smith Barney LLC. She is also an Investment Advisor Representative of and offers investment advisory services through Morgan Stanley Investment Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/23/2016 - Present
Morgan Stanley (New York NY)
NY
04/26/2001 - 08/16/2016
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 12/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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