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Lorraine Matera

Nylife Securities LLC

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About Lorraine Matera

Lorraine Matera is a financial professional with over 20 years of experience in the industry. Lorraine is currently registered with Nylife Securities LLC, and previously worked for Pritchard Capital Partners, LLC, Morgan Stanley DW Inc., and TD Waterhouse Investor Services, Inc.. Lorraine holds several licenses and certifications, including Series 7, 9, 10, 63, and SIE. Lorraine has a proven track record of providing sound financial advice to her clients and has a deep understanding of the financial markets.

Firm Information

Lorraine Matera is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lorraine Matera’s Registration & Firm History

NY

06/21/2007 - Present

Nylife Securities LLC (NEW YORK NY)

LA

08/02/2004 - 10/24/2005

PRITCHARD CAPITAL PARTNERS, LLC (COVINGTON LA)

NY

08/26/2002 - 08/14/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

NE

10/06/1997 - 07/24/2002

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 11/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/21/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lorraine Matera.
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