Unclaimed
Lorraine Matera is a financial professional with over 20 years of experience in the industry. Lorraine is currently registered with Nylife Securities LLC, and previously worked for Pritchard Capital Partners, LLC, Morgan Stanley DW Inc., and TD Waterhouse Investor Services, Inc.. Lorraine holds several licenses and certifications, including Series 7, 9, 10, 63, and SIE. Lorraine has a proven track record of providing sound financial advice to her clients and has a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2007 - Present
Nylife Securities LLC (NEW YORK NY)
LA
08/02/2004 - 10/24/2005
PRITCHARD CAPITAL PARTNERS, LLC (COVINGTON LA)
NY
08/26/2002 - 08/14/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NE
10/06/1997 - 07/24/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 11/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lorraine Matera is the right advisor for you? Invested Better is here to help.