Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorraine? Claim Your ProfileLorraine Romanello is a financial professional with over 30 years of experience in the industry. Lorraine is currently registered with Independent Financial Group, LLC, and has held previous roles at NYLIFE Securities LLC, Teachers Personal Investors Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, and Neuberger Berman Management Inc. Lorraine specializes in providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, corporations, and charitable organizations. Lorraine has passed several industry exams including the Series 63, Series 26, Series 7TO, SIE, and Series 6 exams. Lorraine is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/29/2020 - Present
Independent Financial Group, LLC (COMMACK NY)
NY
03/21/2017 - 07/24/2020
NYLIFE SECURITIES LLC (MELVILLE NY)
NY
09/18/2009 - 08/11/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NY
07/25/2006 - 09/18/2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
10/02/1986 - 06/13/2006
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
BC
Issued 12/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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