Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorraine? Claim Your ProfileLorraine Brady is a financial advisor at Wells Fargo Clearing Services, LLC. Lorraine is registered with the state of New Jersey and New York, and has been active in the financial industry since 2007. Lorraine holds the Series 66, Series 7 and SIE securities licenses. Lorraine has experience working at A. G. Edwards & Sons, Inc. and is a registered representative for Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Lorraine specializes in providing investment consulting services to institutional clients. Lorraine is located in ONEONTA, NY and provides financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/25/2011 - Present
Wells Fargo Clearing Services, LLC (ONEONTA NY)
NY
07/27/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ONEONTA NY)
BOTH
Issued 10/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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