Unclaimed
Lorraine Johnson is a financial advisor with over 26 years of experience in the industry. Lorraine is currently registered with Commonwealth Financial Network and has been with the firm since 2017. Prior to that, Lorraine worked for Royal Alliance Associates, Inc. and Princor Financial Services Corporation. Lorraine is a Certified Financial Planner and a Chartered Financial Analyst. She holds Series 6, 7, and 63 securities licenses and the SIE exam. Lorraine offers financial planning, pension consulting, educational seminars, and portfolio management services to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
11/01/2017 - Present
Commonwealth Financial Network (RALEIGH NC)
NC
07/13/2007 - 11/03/2017
ROYAL ALLIANCE ASSOCIATES, INC. (RALEIGH NC)
NC
09/03/1996 - 07/17/2007
PRINCOR FINANCIAL SERVICES CORPORATION (RALEIGH NC)
BC
Issued 08/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/30/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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