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Lorraine Gunby

Cetera Financial Specialists LLC

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About Lorraine Gunby

Lorraine Gunby is a financial advisor with Cetera Financial Specialists LLC. Lorraine has been in the industry since January 11, 2012. Lorraine is registered with FINRA and holds the Series 6 and SIE licenses. Lorraine is registered in New Jersey.

Firm Information

Lorraine Gunby is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lorraine Gunby’s Registration & Firm History

NJ

01/12/2012 - Present

Cetera Financial Specialists LLC (FAIRFIELD NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lorraine Gunby.
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