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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorraine? Claim Your ProfileLorraine Garcia Rodriguez is a financial advisor with Fidelity Personal And Workplace Advisors. Lorraine has been in the financial services industry since 2003 and has a wide range of experience in providing financial advice to individuals and businesses. Lorraine is registered with FINRA and the Securities Investor Protection Corporation (SIPC). Lorraine is also registered as an investment advisor representative (IAR) in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/13/2023 - Present
Fidelity Personal AND Workplace Advisors (OCOEE FL)
DC
07/07/2016 - 11/08/2022
MISSIONSQUARE INVESTMENT SERVICES (WASHINGTON DC)
NC
10/10/2007 - 05/23/2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (RALEIGH NC)
AL
02/28/2006 - 10/11/2007
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
NC
09/24/2003 - 07/19/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
05/24/2001 - 01/06/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/30/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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