Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorraine? Claim Your ProfileLorraine Florence Palacios-germain is a financial advisor with Samuel A. Ramirez & Company, Inc. Lorraine has been in the industry since 2004. Lorraine holds the Series 7, Series 63, and SIE licenses. Lorraine is registered in Texas, New York, Illinois, Indiana, Iowa, Ohio and Wisconsin. Lorraine has previously worked at RBC Capital Markets, LLC, UBS SECURITIES LLC and UBS FINANCIAL SERVICES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/26/2011 - Present
Samuel A. Ramirez & Company, Inc. (SAN ANTONIO TX)
TX
06/26/2008 - 12/22/2010
RBC CAPITAL MARKETS, LLC (SAN ANTONIO TX)
CA
01/16/2006 - 06/18/2008
UBS SECURITIES LLC (SAN FRANCISCO CA)
NJ
10/13/2004 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 06/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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