Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorraine? Claim Your ProfileLorraine Vollhardt is a registered representative with Northwestern Mutual Investment Services, LLC. Lorraine has been in the securities industry since April 1999. Lorraine is registered in Connecticut, New Jersey and New York. Lorraine is a Series 6, Series 7 and Series 63 licensed professional. Lorraine has experience in the securities industry. Lorraine offers services that may include investment research, referrals to other advisors. Lorraine is affiliated with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CT
01/11/2008 - Present
Northwestern Mutual Investment Services, LLC (WESTPORT CT)
CT
06/19/2007 - 10/17/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WESTPORT CT)
CT
09/29/1998 - 03/05/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WESTPORT CT)
BC
Issued 11/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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