Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lorraine? Claim Your ProfileLorraine Dickman is an investment advisor representative registered with Steward Partners Investment Advisory, LLC. Lorraine has been in the financial services industry since 2011 and has held previous registrations with Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., David Lerner Associates, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Lorraine is registered to provide investment advice in 31 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
08/31/2023 - Present
Steward Partners Investment Advisory, LLC (PARAMUS NJ)
DC
11/02/2017 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (WASHINGTON DC)
NJ
08/26/2013 - 11/07/2017
WELLS FARGO CLEARING SERVICES, LLC (PARAMUS NJ)
NJ
05/28/2010 - 09/16/2010
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NJ
11/16/2009 - 12/01/2009
DAVID LERNER ASSOCIATES, INC. (TEANECK NJ)
NJ
06/01/2009 - 10/08/2009
MORGAN STANLEY SMITH BARNEY (PARAMUS NJ)
NJ
07/17/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
BOTH
Issued 1/21/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 7/21/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/3/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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