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Lorraine A. Umberger

J. W. Cole Advisors, Inc.

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About Lorraine A. Umberger

Lorraine Umberger is an investment advisor representative at J. W. Cole Advisors, Inc. Lorraine has been in the industry since 2013 and is registered in Idaho and Utah. Lorraine has passed the Series 6, Series 63, Series 65, and SIE exams. Lorraine offers financial planning, portfolio management for individuals and businesses, selection of other advisors, and educational seminars. Lorraine also works as a notary and fixed insurance agent.

Firm Information

Lorraine Umberger is currently registered with J. W. Cole Advisors, Inc.. J. W. Cole Advisors, Inc. is an investment advisor headquartered in TAMPA, FL. They manage a total of $5.74 billion in client assets, primarily for high-net-worth individuals and other individuals, as well as corporations and charitable organizations. The firm offers a range of services, including financial planning, portfolio management, and educational seminars. J. W. Cole Advisors, Inc. is a registered investment advisor with the SEC.
J. W. Cole Advisors, Inc.

4301 ANCHOR PLAZA PARKWAY

TAMPA, FL 33634

$5.74B

Assets Under Management

1,682

Total Clients

419

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consulting

Hourly & fixed rate consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lorraine Umberger’s Registration & Firm History

UT

01/13/2021 - Present

J. W. Cole Advisors, Inc. (Salt Lake City UT)

UT

10/24/2018 - 01/13/2021

CAMBRIDGE INVESTMENT RESEARCH, INC. (Cottonwood Heights UT)

UT

08/08/2001 - 07/12/2006

METLIFE SECURITIES INC. (SANDY UT)

UT

08/08/2001 - 07/12/2006

METROPOLITAN LIFE INSURANCE COMPANY (SANDY UT)

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Licenses & Designations

IA

Issued 11/14/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/15/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lorraine A. Umberger.
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