Unclaimed
Lorne Thomas Hargis is a registered representative with Variable Investment Associates, Inc. Lorne has been in the financial services industry since 1977. Lorne has a Series 63, Series 6TO, SIE, and Series 1. Lorne is registered in California, Florida, Maryland, New Jersey, North Carolina and Pennsylvania. Lorne was previously employed by Sammons Securities Company, LLC, Walnut Street Securities, Inc., and Mutual of Omaha Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SD
11/19/2008 - Present
Variable Investment Associates, Inc. (TEA SD)
NJ
02/09/2002 - 11/03/2008
SAMMONS SECURITIES COMPANY, LLC (MAPLEWOOD NJ)
CA
08/21/2000 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NE
10/25/1977 - 10/05/2000
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 06/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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