Unclaimed
Lorna Reardon is a financial advisor with Empower Financial Services, Inc., a firm headquartered in Greenwood Village, CO. Lorna has been a registered representative for over 20 years, previously working for firms such as BANC of AMERICA INVESTMENT SERVICES, INC., COLUMBIA FINANCIAL CENTER INCORPORATED, and LAZARD FRERES & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/29/2009 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
OR
01/26/2005 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PORTLAND OR)
OR
05/16/2001 - 11/03/2004
COLUMBIA FINANCIAL CENTER INCORPORATED (PORTLAND OR)
NY
11/15/1999 - 08/24/2000
LAZARD FRERES & CO. LLC (NEW YORK NY)
FL
04/12/1999 - 10/28/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BC
Issued 05/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/15/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/09/1999
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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