Unclaimed
Lorna Elizabeth Erb is a registered representative with Ashton Thomas Securities, LLC, a firm based in Rochester, New York. Lorna has been in the industry since 2023 and has passed the Series 63, Series 6TO and SIE exams. Lorna is currently registered with the state of New York. Prior to joining Ashton Thomas Securities, Lorna was a registered representative with J.P. MORGAN SECURITIES LLC in Rochester, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
10/05/2023 - Present
Ashton Thomas Securities, LLC (ROCHESTER NY)
NY
01/17/2023 - 07/08/2023
J.P. MORGAN SECURITIES LLC (ROCHESTER NY)
BC
Issued 02/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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